Every SEC Form 3/4/5 on record for this filer (CIK 1474685) — 2 issuers, 4 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SLRC | SLR Investment Corp. | Director · lapsed | 2016-03-01 → 2022-04-05 | 3 | $296,300 |
| SUNS | Sunrise Realty Trust, Inc. | Director · lapsed | 2022-04-05 → 2022-04-05 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SLRC | 2020-03-20 | Buy | 20,000 | $10.59 | $211,800 | 46,392 |
| SLRC | 2016-02-29 | Buy | 5,000 | $16.90 | $84,500 | 20,500 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
