Every SEC Form 3/4/5 on record for this filer (CIK 1474005) — 1 issuer, 11 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| RVSB | RIVERVIEW BANCORP INC | Director · lapsed | 2016-05-18 → 2024-02-27 | 9 | −$93,887 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| RVSB | 2024-02-23 | Buy | 22,000 | $4.85 | $106,700 | 190,692 |
| RVSB | 2020-03-11 | Buy | 3,170 | $5.81 | $18,418 | 168,692 |
| RVSB | 2019-08-14 | Buy | 10,000 | $7.58 | $75,800 | 165,522 |
| RVSB | 2017-11-15 | Sell | 9,000 | $8.54 | $76,860 | 152,522 |
| RVSB | 2017-11-14 | Sell | 12,778 | $8.55 | $109,252 | 161,552 |
| RVSB | 2017-11-13 | Sell | 18,000 | $8.60 | $154,800 | 174,300 |
| RVSB | 2016-05-31 | Buy | 1,959 | $4.69 | $9,188 | 182,300 |
| RVSB | 2016-05-18 | Buy | 2,200 | $4.61 | $10,142 | 180,341 |
| RVSB | 2016-05-17 | Buy | 841 | $4.61 | $3,877 | 178,141 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.
