Every SEC Form 3/4/5 on record for this filer (CIK 1454988) — 6 issuers, 57 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| FSUN | FIRSTSUN CAPITAL BANCORP | Director | 2026-04-02 → 2026-04-02 | 2 | — |
| FFWM | First Foundation Inc. | Chief Executive Officer · Director | 2024-11-22 → 2026-04-01 | 3 | — |
| HBAN | HUNTINGTON BANCSHARES INC /MD/ | Senior Exec. V.P. · lapsed | 2021-06-11 → 2022-08-11 | 10 | — |
| TCF | TCF FINANCIAL CORP | COO, Executive Vice Chairman · Director · lapsed | 2019-08-05 → 2021-06-09 | 12 | −$3M |
| CHFC | CHEMICAL FINANCIAL CORP | Officer of Principal Bus. Unit · lapsed | 2016-08-31 → 2019-06-17 | 14 | −$4M |
| TLMR | TALMER BANCORP, INC. | Chief Operating Officer · lapsed | 2016-02-23 → 2016-08-31 | 3 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
2 of 6 issuers are covered and open a security page; the rest are on file here only.
