Every SEC Form 3/4/5 on record for this filer (CIK 1454884) — 2 issuers, 36 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GUER | Guerrilla RF, Inc. | Director | 2022-09-08 → 2026-05-19 | 6 | $52,000 |
| KEM | KEMET CORP | VP Quality, CCO · lapsed | 2015-08-03 → 2017-05-11 | 13 | −$41,777 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GUER | 2023-01-20 | Buy | 40,000 | $1.30 | $52,000 | 40,000 |
| KEM | 2017-02-27 | Sell | 400 | $11.02 | $4,408 | 87,584 |
| KEM | 2017-02-27 | Sell | 200 | $11.03 | $2,206 | 87,984 |
| KEM | 2017-02-27 | Sell | 600 | $11.04 | $6,624 | 88,184 |
| KEM | 2017-02-27 | Sell | 200 | $11.05 | $2,210 | 88,784 |
| KEM | 2017-02-27 | Sell | 500 | $11.06 | $5,530 | 88,984 |
| KEM | 2017-02-27 | Sell | 100 | $11.07 | $1,107 | 89,484 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.