Every SEC Form 3/4/5 on record for this filer (CIK 1454514) — 2 issuers, 56 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AZTA | Azenta, Inc. | Chief Strategy & New Business · lapsed | 2022-11-17 → 2023-11-20 | 6 | −$2M |
| BRKS | Brooks Automation, Inc. | Chief Strategy & New Business · lapsed | 2015-11-06 → 2021-11-19 | 26 | −$6M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AZTA | 2023-08-11 | Sell | 10,877 | $56.03 | $609,438 | 77,042 |
| AZTA | 2023-08-11 | Sell | 10,877 | $56.03 | $609,438 | 70,610 |
| AZTA | 2023-08-10 | Sell | 4,311 | $57.24 | $246,762 | 87,919 |
| AZTA | 2023-08-10 | Sell | 10,732 | $57.24 | $614,300 | 81,487 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.