Every SEC Form 3/4/5 on record for this filer (CIK 1453148) — 3 issuers, 34 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| TLRS | Timberline Resources Corp | Filer · lapsed | 2018-07-17 → 2021-05-13 | 5 | $209,000 |
| USAU | U.S. GOLD CORP. | Vice President of Exploration · lapsed | 2017-08-25 → 2019-06-19 | 21 | $49,300 |
| DRAM | DATARAM CORP | Vice President of Exploration · lapsed | 2017-06-12 → 2017-06-12 | 2 | $77,083 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TLRS | 2021-05-13 | Buy | 350,000 | $0.14 | $49,000 | 2,350,000 |
| TLRS | 2019-03-25 | Buy | 500,000 | $0.08 | $40,000 | 2,000,000 |
| USAU | 2019-01-31 | Sell | 20,000 | $0.96 | $19,200 | 639,255 |
| TLRS | 2018-12-06 | Buy | 250,000 | $0.08 | $20,000 | 1,500,000 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.