Every SEC Form 3/4/5 on record for this filer (CIK 1451084) — 2 issuers, 40 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PFG | PRINCIPAL FINANCIAL GROUP INC | Director | 2020-05-29 → 2026-06-30 | 33 | — |
| BCSF | Bain Capital Specialty Finance, Inc. | Director | 2019-07-23 → 2025-03-17 | 9 | $249,590 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BCSF | 2025-03-17 | Buy | 1,530 | $16.43 | $25,138 | 20,835 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.