Every SEC Form 3/4/5 on record for this filer (CIK 1450474) — 4 issuers, 33 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LAZ | Lazard, Inc. | President · lapsed | 2015-08-18 → 2022-12-01 | 37 | −$24M |
| LGAC | Lazard Growth Acquisition Corp. I | EXECUTIVE CHAIRMAN · Director · lapsed | 2021-02-09 → 2021-02-09 | 1 | — |
| LGI | LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC | Filer · lapsed | 2019-06-14 → 2019-06-14 | 1 | — |
| LOR | Lazard World Dividend & Income Fund, Inc. | Filer · lapsed | 2019-06-14 → 2019-06-14 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| LAZ | 2022-11-29 | Sell | 49,000 | $36.39 | $2M | 50,258 |
| LAZ | 2022-05-31 | Sell | 70,000 | $35.29 | $2M | 209,258 |
| LAZ | 2021-08-20 | Sell | 90,000 | $45.50 | $4M | 127,577 |
| LAZ | 2021-03-01 | Sell | 50,000 | $38.69 | $2M | 215,821 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.
