Every SEC Form 3/4/5 on record for this filer (CIK 1450108) — 2 issuers, 12 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BGC | BGC Group, Inc. | COO and Co-CEO | 2023-07-03 → 2026-04-01 | 7 | −$1M |
| BGCP | BGC Partners, Inc. | Chief Operating Officer · lapsed | 2019-01-03 → 2023-06-12 | 11 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BGC | 2024-05-07 | Sell | 118,449 | $8.75 | $1M | 641,175 |
| BGC | 2024-05-06 | Sell | 40,000 | $8.73 | $349,200 | 759,624 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.