Every SEC Form 3/4/5 on record for this filer (CIK 1449556) — 11 issuers, 39 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CBNA | CHAIN BRIDGE BANCORP INC | 10% owner | 2025-03-03 → 2025-05-30 | 3 | −$240,394 |
| RVSB | RIVERVIEW BANCORP INC | 10% owner | 2020-07-17 → 2025-03-14 | 5 | −$1M |
| CZWI | Citizens Community Bancorp Inc. | 10% owner | 2021-11-15 → 2024-08-20 | 3 | — |
| OPOF | OLD POINT FINANCIAL CORP | 10% owner · lapsed | 2022-05-05 → 2022-06-27 | 2 | −$372,000 |
| RNDB | Randolph Bancorp, Inc. | Filer · lapsed | 2021-03-26 → 2022-04-04 | 6 | −$6M |
| ADF | Aldel Financial Inc. | Director · lapsed | 2021-04-13 → 2021-08-25 | 2 | — |
| WBBW | Westbury Bancorp, Inc. | 10% owner · lapsed | 2020-05-19 → 2021-08-19 | 4 | −$2M |
| SI | SHOULDER INNOVATIONS, INC. | Director · lapsed | 2019-11-06 → 2019-11-21 | 4 | −$4M |
| ANCX | ACCESS NATIONAL CORP | Director · lapsed | 2016-01-25 → 2019-02-05 | 8 | — |
| ABCW | ANCHOR BANCORP WISCONSIN INC | Director · lapsed | 2016-04-04 → 2016-05-02 | 2 | — |
| WEIN | West End Indiana Bancshares, Inc. | Filer · lapsed | 2015-11-20 → 2016-04-21 | 5 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CBNA | 2025-05-28 | Sell | 32,158 | $27.01 | $868,588 | 306,078 |
| RVSB | 2025-03-12 | Sell | 186,348 | $5.18 | $965,283 | — |
| CBNA | 2025-02-25 | Buy | 8,514 | $24.13 | $205,443 | 338,236 |
| CBNA | 2025-02-24 | Buy | 16,194 | $24.46 | $396,105 | 328,722 |
| CBNA | 2025-02-21 | Buy | 1,088 | $24.49 | $26,645 | 312,528 |
| RVSB | 2025-02-11 | Sell | 50,500 | $5.49 | $277,245 | 186,348 |
| OPOF | 2022-06-23 | Sell | 15,000 | $24.80 | $372,000 | 497,121 |
| RNDB | 2022-03-29 | Sell | 5,154 | $26.48 | $136,478 | 4,947 |
| RNDB | 2022-03-29 | Sell | 114,138 | $26.48 | $3M | 109,574 |
4 of 11 issuers are covered and open a security page; the rest are on file here only.