Every SEC Form 3/4/5 on record for this filer (CIK 1446964) — 6 issuers, 34 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| VIAV | VIAVI SOLUTIONS INC. | EVP, CFO | 2023-11-14 → 2025-12-03 | 10 | −$4M |
| NTUS | NATUS MEDICAL INC | Director · lapsed | 2020-03-20 → 2022-07-21 | 7 | −$68,650 |
| XXIA | IXIA | Director · lapsed | 2015-08-11 → 2017-04-20 | 3 | — |
| SUNE | SUNEDISON, INC. | EVP & CFO Designee · lapsed | 2016-04-11 → 2016-04-11 | 2 | — |
| TERP | TerraForm Power, Inc. | Director · lapsed | 2016-04-11 → 2016-04-11 | 1 | — |
| GLBL | TERRAFORM GLOBAL, INC. | Director · lapsed | 2016-04-11 → 2016-04-11 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| VIAV | 2025-12-02 | Sell | 105,191 | $17.43 | $2M | 10,132 |
| VIAV | 2025-12-02 | Sell | 39,709 | $17.42 | $691,731 | 115,323 |
| VIAV | 2025-12-02 | Sell | 25,100 | $17.84 | $447,784 | 155,032 |
1 of 6 issuers are covered and open a security page; the rest are on file here only.
