Every SEC Form 3/4/5 on record for this filer (CIK 1441449) — 7 issuers, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| FLNC | Fluence Energy, Inc. | 10% owner | 2021-10-28 → 2026-05-18 | 3 | −$145M |
| SOFI | SoFi Technologies, Inc. | Filer · lapsed | 2021-08-05 → 2024-06-14 | 4 | −$135M |
| GBTG | Global Business Travel Group, Inc. | Director · lapsed | 2024-01-17 → 2024-01-17 | 1 | — |
| ESRT | Empire State Realty Trust, Inc. | 10% owner · lapsed | 2016-09-01 → 2018-06-05 | 2 | $5M |
| ARI | Apollo Commercial Real Estate Finance, Inc. | 10% owner · lapsed | 2015-09-28 → 2017-10-31 | 2 | $5,441 |
| TIF | TIFFANY & CO | 10% owner · lapsed | 2017-09-14 → 2017-09-14 | 1 | −$414M |
| VST | Vistra Corp. | 10% owner · lapsed | 2017-05-08 → 2017-05-08 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| FLNC | 2026-05-15 | Sell | 2,867,172 | $21.00 | $60M | 11,801,103 |
| SOFI | 2024-06-13 | Sell | 19,840,073 | $6.78 | $135M | — |
| FLNC | 2023-12-08 | Sell | 3,825,000 | $22.05 | $84M | 14,668,275 |
| ESRT | 2018-05-31 | Buy | 284,015 | $16.72 | $5M | 29,894,869 |
| ARI | 2017-10-23 | Buy | 1,670,000 | $18.44 | $31M | 10,493,529 |
| ARI | 2017-10-23 | Sell | 1,229,607 | $25.04 | $31M | 6,770,393 |
| TIF | 2017-09-13 | Sell | 4,400,000 | $94.16 | $414M | 11,822,436 |
6 of 7 issuers are covered and open a security page; the rest are on file here only.
