Every SEC Form 3/4/5 on record for this filer (CIK 1439590) — 9 issuers, 68 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ADGI | Adagio Therapeutics, Inc. | Filer · lapsed | 2022-03-30 → 2022-03-30 | 1 | — |
| LYRA | Lyra Therapeutics, Inc. | 10% owner · lapsed | 2020-04-30 → 2020-05-06 | 2 | — |
| PHR | Phreesia, Inc. | 10% owner · lapsed | 2019-07-17 → 2019-12-18 | 3 | — |
| CDLX | Cardlytics, Inc. | 10% owner · lapsed | 2018-02-08 → 2019-07-17 | 8 | −$4M |
| PULM | Pulmatrix, Inc. | 10% owner · lapsed | 2018-04-05 → 2018-04-05 | 1 | — |
| ASNS | ACTELIS NETWORKS INC | 10% owner · lapsed | 2017-11-15 → 2017-11-20 | 2 | $5M |
| KALA | Kala Pharmaceuticals, Inc. | 10% owner · lapsed | 2017-07-19 → 2017-07-19 | 1 | — |
| SELB | SELECTA BIOSCIENCES INC | 10% owner · lapsed | 2016-06-21 → 2016-06-29 | 2 | — |
| TTOO | T2 Biosystems, Inc. | 10% owner · lapsed | 2015-07-01 → 2015-08-07 | 8 | −$1M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CDLX | 2018-09-13 | Sell | 891 | $25.52 | $22,738 | 48,051 |
| CDLX | 2018-09-13 | Sell | 2,504 | $26.41 | $66,131 | 2,463,127 |
| CDLX | 2018-09-13 | Sell | 45,743 | $25.52 | $1M | 2,465,631 |
| CDLX | 2018-09-13 | Sell | 49 | $26.41 | $1,294 | 48,002 |
| CDLX | 2018-09-13 | Sell | 314 | $25.52 | $8,013 | 16,885 |
| CDLX | 2018-09-13 | Sell | 17 | $26.42 | $449 | 16,868 |
| CDLX | 2018-09-13 | Sell | 456 | $25.52 | $11,637 | 24,655 |
| CDLX | 2018-09-13 | Sell | 26 | $26.41 | $687 | 24,629 |
| CDLX | 2018-09-12 | Sell | 404 | $25.19 | $10,177 | 48,942 |
| CDLX | 2018-09-12 | Sell | 20,688 | $25.19 | $521,131 | 2,511,374 |
4 of 9 issuers are covered and open a security page; the rest are on file here only.
