Every SEC Form 3/4/5 on record for this filer (CIK 1436708) — 3 issuers, 51 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ESI | Element Solutions Inc | Director | 2019-04-24 → 2026-05-05 | 11 | $91,906 |
| PHX | PHX MINERALS INC. | Filer · lapsed | 2019-03-14 → 2022-03-29 | 10 | $547,127 |
| KMG | KMG CHEMICALS INC | President and CEO · Director · lapsed | 2015-09-28 → 2018-11-16 | 21 | $238,710 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PHX | 2021-12-20 | Buy | 20,000 | $2.18 | $43,600 | 287,336 |
| PHX | 2021-12-15 | Buy | 11,269 | $2.20 | $24,792 | 267,336 |
| PHX | 2021-12-14 | Buy | 23,610 | $2.32 | $54,775 | 256,067 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.