Every SEC Form 3/4/5 on record for this filer (CIK 1435627) — 6 issuers, 199 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MNKTQ | Mallinckrodt plc | 10% owner | 2023-12-13 → 2024-07-10 | 9 | $27M |
| CRC | California Resources Corp | 10% owner · lapsed | 2020-11-06 → 2022-04-07 | 68 | −$162M |
| THRY | Thryv Holdings, Inc. | 10% owner · lapsed | 2020-10-01 → 2021-09-02 | 11 | — |
| EGLE | Eagle Bulk Shipping Inc. | 10% owner · lapsed | 2015-07-10 → 2021-07-02 | 34 | −$64M |
| DEN | DENBURY INC | 10% owner · lapsed | 2020-09-24 → 2021-01-06 | 17 | −$46M |
| KDMN | Kadmon Holdings, Inc. | 10% owner · lapsed | 2016-07-26 → 2017-09-14 | 12 | −$3M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MNKTQ | 2024-07-08 | Buy | 13,300 | $54.50 | $724,850 | 3,327,335 |
| MNKTQ | 2024-06-14 | Buy | 275,000 | $52.75 | $15M | 3,314,035 |
| MNKTQ | 2024-05-24 | Buy | 165,000 | $50.00 | $8M | 3,039,035 |
| MNKTQ | 2024-03-08 | Buy | 83,000 | $43.63 | $4M | 2,399,035 |
| CRC | 2022-03-28 | Sell | 50,000 | $48.50 | $2M | 8,120,959 |
| CRC | 2022-03-28 | Sell | 45,000 | $46.65 | $2M | 8,170,959 |
| CRC | 2022-03-28 | Sell | 16,873 | $48.59 | $819,859 | 8,104,086 |
| CRC | 2022-03-25 | Sell | 100,000 | $49.78 | $5M | 8,215,959 |
| CRC | 2022-03-25 | Sell | 200,000 | $49.71 | $10M | 8,315,959 |
| CRC | 2022-03-25 | Sell | 197,336 | $49.67 | $10M | 8,515,959 |
2 of 6 issuers are covered and open a security page; the rest are on file here only.
