Every SEC Form 3/4/5 on record for this filer (CIK 1434884) — 2 issuers, 51 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| STEM | 2024-05-02 | Sell | 194,171 | $1.85 | $359,216 | 506,585 |
| STEM | 2024-03-08 | Sell | 85,038 | $2.19 | $186,233 | 262,318 |
| STEM | 2024-03-04 | Sell | 9,885 | $2.48 | $24,515 | 347,356 |
| STEM | 2024-02-27 | Sell | 13,863 | $2.70 | $37,430 | 138,562 |
| STEM | 2023-05-01 | Sell | 3,600 | $4.12 | $14,832 | 117,688 |
2 of 2 issuers are covered and open a security page; the rest are on file here only.