Every SEC Form 3/4/5 on record for this filer (CIK 1431113) — 2 issuers, 12 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CODI | Compass Diversified Holdings | 10% owner | 2018-05-09 → 2024-11-12 | 41 | −$3M |
| MONIX | Monachil Credit Income Fund | 10% owner · lapsed | 2023-11-15 → 2023-11-15 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CODI | 2024-07-16 | Sell | 200,000 | $23.49 | $5M | 7,591,471 |
| CODI | 2024-07-15 | Sell | 69,681 | $23.02 | $2M | 7,791,471 |
| CODI | 2022-05-12 | Buy | 20,000 | $20.61 | $412,200 | 8,284,819 |
| CODI | 2020-11-30 | Sell | 17,964 | $19.52 | $350,657 | 8,487,840 |
| CODI | 2020-11-27 | Sell | 8,791 | $19.53 | $171,688 | 8,505,804 |
| CODI | 2020-11-25 | Sell | 15,065 | $19.59 | $295,123 | 8,514,595 |
| CODI | 2018-05-08 | Buy | 28,000 | $22.26 | $623,280 | 53,100 |
| CODI | 2018-05-08 | Buy | 24,900 | $21.10 | $525,390 | 50,000 |
| CODI | 2018-05-08 | Buy | 34,158 | $15.93 | $544,137 | 8,052,848 |
| CODI | 2018-05-07 | Buy | 87,690 | $15.68 | $1M | 8,018,690 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
