Every SEC Form 3/4/5 on record for this filer (CIK 1430963) — 2 issuers, 3 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CTAM | CASTLE A M & CO | Director · lapsed | 2017-10-16 → 2018-04-27 | 2 | — |
| CAS | CASTLE A M & CO | Director · lapsed | 2016-07-29 → 2016-11-15 | 3 | $52,000 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CAS | 2016-11-11 | Buy | 100,000 | $0.52 | $52,000 | 100,000 |