Every SEC Form 3/4/5 on record for this filer (CIK 1430120) — 1 issuer, 6 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| WABC | WESTAMERICA BANCORPORATION | SVP/Chief Credit Administrator · lapsed | 2015-07-17 → 2023-02-23 | 5 | −$4,856 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| WABC | 2022-07-28 | Sell | 15 | $59.10 | $887 | — |
| WABC | 2018-10-25 | Sell | 11 | $55.84 | $586 | — |
| WABC | 2015-06-23 | Sell | 66 | $51.46 | $3,383 | 1 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.