Every SEC Form 3/4/5 on record for this filer (CIK 1423905) — 14 issuers, 21 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
1 filing failed a price guard — listed below with the reason, excluded from the totals above.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ZOOZ | ZOOZ Strategy Ltd. | Director | 2026-03-18 → 2026-03-18 | 1 | — |
| WENA | ANEW Medical, Inc. | 10% owner | 2024-07-01 → 2024-07-02 | 2 | — |
| GDNR | Gardiner Healthcare Acquisitions Corp. | 10% owner · lapsed | 2023-08-28 → 2023-08-28 | 1 | — |
| MTRY | Monterey Innovation Acquisition Corp | Director · lapsed | 2021-09-30 → 2023-03-13 | 2 | $4,650 |
| RCOR | Renovacor, Inc. | Director · lapsed | 2021-09-08 → 2022-12-05 | 5 | — |
| DFLI | Dragonfly Energy Holdings Corp. | Filer · lapsed | 2022-10-12 → 2022-10-12 | 1 | — |
| CNTQ | Chardan NexTech Acquisition 2 Corp. | CEO, President, Secy. & Treas. · Director · lapsed | 2021-08-10 → 2022-10-04 | 2 | $5M |
| PRST | Presto Automation Inc. | Director · lapsed | 2022-09-23 → 2022-09-23 | 1 | — |
| PHGE | BiomX Inc. | Director · lapsed | 2019-11-20 → 2022-03-31 | 9 | $49,227 |
| CLAQU | cleantech Acquisition Corp. | Director · lapsed | 2021-07-27 → 2021-07-27 | 1 | — |
| VTAQU | Ventoux CCM Acquisition Corp. | Director · lapsed | 2020-12-23 → 2021-01-05 | 3 | — |
| CHAQ | Chardan Healthcare Acquisition 2 Corp. | Chief Executive Officer · Director · lapsed | 2020-04-23 → 2020-04-23 | 1 | — |
| LSAC | LifeSci Acquisition Corp. | Director · lapsed | 2020-03-09 → 2020-03-12 | 2 | — |
| CHAC | Chardan Healthcare Acquisition Corp. | President and CEO · Director · lapsed | 2018-12-14 → 2018-12-19 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MTRY | 2023-03-09 | Sell | 13,125 | $0.01 | $131 | 624,375 |
| MTRY | 2023-03-09 | Buy | 478,125 | $0.01 | $4,781 | 1,102,500 |
| CNTQ | 2022-09-30 | Buy | 485,000 | $10.36 | $5M | 485,000 |
| PRST | 2022-09-21 | Sell | 369,703 | $0.01 | $3,697 | 1,123,922 |
| ⚠ excluded from the dollar totals — reported price $0.01 is more than 50x away from PRST's own median open-market price ($3.43) — a fat-finger | ||||||
2 of 14 issuers are covered and open a security page; the rest are on file here only.
