Every SEC Form 3/4/5 on record for this filer (CIK 1423035) — 4 issuers, 35 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| DCOM | Dime Commercial Bancshares, Inc. /NY/ | SEVP& Chief Commercial Officer | 2025-11-18 → 2026-04-06 | 3 | — |
| FRBK | REPUBLIC FIRST BANCORP INC | President and CEO · Director · lapsed | 2022-12-27 → 2024-01-04 | 4 | — |
| WBS | WEBSTER FINANCIAL CORP | President of Comm. Banking · lapsed | 2022-02-02 → 2022-03-16 | 4 | −$430,725 |
| STL | STERLING BANCORP | President, Corporate Banking · lapsed | 2015-07-02 → 2022-02-02 | 22 | −$843,576 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| WBS | 2022-03-15 | Sell | 7,500 | $57.43 | $430,725 | 43,771 |
2 of 4 issuers are covered and open a security page; the rest are on file here only.