Every SEC Form 3/4/5 on record for this filer (CIK 1416775) — 6 issuers, 21 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ET | Energy Transfer LP | EVP & Pres. LNG · lapsed | 2018-12-07 → 2023-12-12 | 16 | −$2M |
| USAC | USA Compression Partners, LP | Director · lapsed | 2018-04-10 → 2018-04-10 | 1 | — |
| ETE | Energy Transfer Equity, L.P. | EVP and General Counsel · lapsed | 2015-12-28 → 2017-12-22 | 4 | — |
| SXL | SUNOCO LOGISTICS PARTNERS L.P. | Director · lapsed | 2015-12-08 → 2017-01-03 | 2 | — |
| PTXP | PennTex Midstream Partners, LP | Director · lapsed | 2016-11-09 → 2016-11-09 | 1 | — |
| ETP | Energy Transfer Partners, L.P. | Sr. VP and General Counsel · lapsed | 2015-12-08 → 2015-12-09 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ET | 2023-11-13 | Buy | 8,000 | $13.17 | $105,360 | 1,715,720 |
| ET | 2023-11-07 | Buy | 7,500 | $13.33 | $99,975 | 1,707,720 |
2 of 6 issuers are covered and open a security page; the rest are on file here only.
