Every SEC Form 3/4/5 on record for this filer (CIK 1414921) — 7 issuers, 56 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| KE | Kimball Electronics, Inc. | Director | 2019-11-13 → 2025-11-18 | 8 | — |
| ALB | ALBEMARLE CORP | Director | 2019-07-25 → 2025-07-03 | 8 | — |
| CGRN | Capstone Green Energy Corp | Director · lapsed | 2021-08-31 → 2021-08-31 | 1 | — |
| CPST | CAPSTONE TURBINE Corp | Director · lapsed | 2015-08-31 → 2020-09-01 | 22 | $140,008 |
| EPAC | ENERPAC TOOL GROUP CORP | Director · lapsed | 2019-12-05 → 2019-12-05 | 1 | — |
| ATU | ACTUANT CORP | Director · lapsed | 2016-01-21 → 2019-09-06 | 14 | −$262,453 |
| BMS | BEMIS CO INC | Director · lapsed | 2016-05-09 → 2019-06-11 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CPST | 2019-12-11 | Buy | 3,000 | $3.33 | $9,990 | 34,865 |
3 of 7 issuers are covered and open a security page; the rest are on file here only.
