Every SEC Form 3/4/5 on record for this filer (CIK 1413322) — 4 issuers, 15 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CTAM | A. M. Castle & Co. | EVP, Finance & Administration · lapsed | 2017-11-03 → 2020-12-30 | 4 | −$148 |
| CASLQ | CASTLE A M & CO | EVP, CFO & Treasurer · lapsed | 2017-09-05 → 2017-09-05 | 1 | — |
| CASL | CASTLE A M & CO | EVP, CFO & Treasurer · lapsed | 2017-01-04 → 2017-01-04 | 1 | — |
| CAS | CASTLE A M & CO | EVP, CFO & Treasurer · lapsed | 2015-07-28 → 2016-02-29 | 4 | $28,800 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CTAM | 2018-12-19 | Sell | 52 | $2.85 | $148 | 320,967 |