Every SEC Form 3/4/5 on record for this filer (CIK 1411524) — 8 issuers, 13 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SNWV | SANUWAVE Health, Inc. | Filer | 2022-08-10 → 2025-12-15 | 16 | — |
| MODD | Modular Medical, Inc. | Filer | 2017-08-01 → 2025-04-28 | 13 | $3M |
| BRSF | BRAIN SCIENTIFIC INC. | 10% owner · lapsed | 2022-08-04 → 2022-08-04 | 1 | — |
| NMTC | NEUROONE MEDICAL TECHNOLOGIES Corp | 10% owner · lapsed | 2021-01-21 → 2021-01-21 | 1 | — |
| ZMTP | Zoom Telephonics, Inc. | 10% owner · lapsed | 2015-09-29 → 2020-08-05 | 2 | −$14M |
| CLOK | CIPHERLOC Corp | 10% owner · lapsed | 2018-07-30 → 2019-10-03 | 6 | $263,480 |
| FENC | FENNEC PHARMACEUTICALS INC. | 10% owner · lapsed | 2018-03-29 → 2018-03-29 | 8 | — |
| BLKE | BEAR LAKE RECREATION INC | 10% owner · lapsed | 2017-05-05 → 2017-05-05 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MODD | 2024-02-16 | Buy | 900,000 | $1.10 | $990,000 | 3,118,227 |
| MODD | 2022-02-10 | Buy | 300,000 | $6.00 | $2M | 1,983,803 |
| ZMTP | 2020-08-03 | Sell | 142,857 | $1.95 | $278,571 | — |
| ZMTP | 2020-08-03 | Sell | 143,357 | $1.95 | $279,546 | — |
| ZMTP | 2020-08-03 | Sell | 2,857,643 | $1.95 | $6M | — |
| ZMTP | 2020-08-03 | Sell | 4,287,214 | $1.95 | $8M | — |
| CLOK | 2019-09-26 | Buy | 90,000 | $0.54 | $48,600 | 4,250,400 |
| CLOK | 2019-09-25 | Buy | 10,000 | $0.51 | $5,100 | 4,160,400 |
| CLOK | 2019-01-02 | Buy | 31,145 | $1.69 | $52,635 | 3,724,300 |
4 of 8 issuers are covered and open a security page; the rest are on file here only.
