Every SEC Form 3/4/5 on record for this filer (CIK 1411509) — 6 issuers, 33 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| QMCO | QUANTUM CORP /DE/ | Director | 2019-04-26 → 2026-06-08 | 15 | −$5M |
| ACHV | ACHIEVE LIFE SCIENCES, INC. | 10% owner · lapsed | 2022-11-21 → 2022-11-21 | 1 | — |
| RNGR | Ranger Energy Services, Inc. | 10% owner · lapsed | 2022-05-02 → 2022-05-03 | 2 | — |
| MVEN | theMaven, Inc. | Director · lapsed | 2019-03-20 → 2021-02-17 | 3 | — |
| BFYT | Benefytt Technologies, Inc. | Director · lapsed | 2020-05-14 → 2020-08-25 | 2 | — |
| HIIQ | Health Insurance Innovations, Inc. | Director · lapsed | 2017-12-22 → 2019-05-16 | 6 | −$75,761 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| QMCO | 2021-08-12 | Buy | 10,000 | $5.73 | $57,300 | 154,740 |
| QMCO | 2021-08-11 | Buy | 20,000 | $5.67 | $113,400 | 144,740 |
| QMCO | 2021-08-11 | Buy | 10,000 | $5.73 | $57,300 | 154,740 |
3 of 6 issuers are covered and open a security page; the rest are on file here only.
