Every SEC Form 3/4/5 on record for this filer (CIK 1410972) — 6 issuers, 155 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CBRS | Cerebras Systems Inc. | Director | 2026-05-13 → 2026-05-15 | 2 | — |
| ESTC | Elastic N.V. | Director | 2023-10-10 → 2025-12-02 | 6 | $2M |
| ONEM | 1Life Healthcare Inc | Director · lapsed | 2020-01-30 → 2023-02-24 | 17 | — |
| PFPT | PROOFPOINT INC | Chief Financial Officer · lapsed | 2015-07-09 → 2021-08-31 | 48 | −$54M |
| QTM | QUANTUM CORP /DE/ | Director · lapsed | 2015-09-02 → 2017-09-05 | 5 | $20,600 |
| MRIN | MARIN SOFTWARE INC | Director · lapsed | 2016-05-11 → 2017-05-02 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ESTC | 2025-12-01 | Buy | 5,000 | $71.01 | $355,050 | 33,956 |
| ESTC | 2025-12-01 | Buy | 4,000 | $71.04 | $284,160 | 37,956 |
| ESTC | 2025-12-01 | Buy | 1,000 | $71.02 | $71,020 | 28,956 |
| ESTC | 2024-09-03 | Buy | 20,000 | $74.25 | $1M | 22,627 |
2 of 6 issuers are covered and open a security page; the rest are on file here only.
