Every SEC Form 3/4/5 on record for this filer (CIK 1409638) — 2 issuers, 5 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CXAI | CXApp Inc. | Chief Executive Officer · Director | 2023-03-16 → 2026-06-23 | 10 | −$170,917 |
| KINZ | CEO and CFO · Director · lapsed | 2020-12-14 → 2020-12-14 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CXAI | 2023-09-08 | Sell | 38,190 | $3.39 | $129,464 | 2,421,648 |
| CXAI | 2023-09-07 | Sell | 11,810 | $3.51 | $41,453 | 2,459,838 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.