Every SEC Form 3/4/5 on record for this filer (CIK 1409325) — 2 issuers, 59 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MKTW | MARKETWISE, INC. | Director | 2023-05-11 → 2026-06-08 | 12 | $196,335 |
| JMP | JMP GROUP LLC | Director · lapsed | 2015-07-01 → 2021-11-17 | 41 | $202,230 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MKTW | 2024-09-18 | Buy | 5,000 | $0.70 | $3,500 | 255,812 |
| MKTW | 2024-09-17 | Buy | 7,982 | $0.70 | $5,587 | 24,038 |
| MKTW | 2024-09-17 | Buy | 2,782 | $0.69 | $1,920 | 16,056 |
| MKTW | 2024-03-20 | Buy | 5,000 | $1.65 | $8,250 | 148,540 |
| MKTW | 2024-03-19 | Buy | 5,000 | $1.75 | $8,750 | 138,540 |
| MKTW | 2024-03-19 | Buy | 5,000 | $1.75 | $8,750 | 143,540 |
| MKTW | 2023-11-14 | Buy | 30,000 | $2.79 | $83,700 | 133,540 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
