Every SEC Form 3/4/5 on record for this filer (CIK 1403773) — 6 issuers, 44 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BAC | BANK OF AMERICA CORP /DE/ | Director | 2019-07-26 → 2026-05-06 | 9 | — |
| RTX | RTX Corp | Director | 2020-05-14 → 2026-05-04 | 8 | — |
| PSX | Phillips 66 | Director | 2016-10-11 → 2025-01-17 | 11 | — |
| UTX | UNITED TECHNOLOGIES CORP /DE/ | Director · lapsed | 2018-12-12 → 2019-05-01 | 3 | — |
| ITT | ITT INC. | See Remarks · Director · lapsed | 2016-02-23 → 2018-05-11 | 9 | −$28M |
| PX | PRAXAIR INC | Director · lapsed | 2015-07-02 → 2016-07-05 | 6 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ITT | 2018-05-11 | Sell | 25,732 | $52.89 | $1M | 338,963 |
| ITT | 2018-05-11 | Sell | 29,563 | $53.26 | $2M | 309,400 |
4 of 6 issuers are covered and open a security page; the rest are on file here only.