Every SEC Form 3/4/5 on record for this filer (CIK 1403480) — 5 issuers, 50 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BHF | Brighthouse Financial, Inc. | Director | 2024-04-10 → 2026-06-04 | 6 | — |
| CASH | PATHWARD FINANCIAL, INC. | Director | 2021-02-24 → 2026-02-25 | 9 | — |
| AXS | AXIS CAPITAL HOLDINGS LTD | Director | 2019-03-19 → 2026-01-20 | 9 | — |
| BPFH | BOSTON PRIVATE FINANCIAL HOLDINGS INC | Director · lapsed | 2015-07-10 → 2021-07-06 | 28 | −$97,653 |
| CSC | COMPUTER SCIENCES CORP | Director · lapsed | 2016-08-12 → 2017-04-05 | 3 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
3 of 5 issuers are covered and open a security page; the rest are on file here only.