Every SEC Form 3/4/5 on record for this filer (CIK 1393655) — 6 issuers, 13 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LGL | LGL GROUP INC | Director | 2019-08-26 → 2025-03-27 | 8 | — |
| MPTI | M-tron Industries, Inc. | Chief Executive Officer · Director · lapsed | 2022-10-12 → 2023-12-13 | 5 | −$108,095 |
| IRNT | LGL Systems Acquisition Corp. | Filer · lapsed | 2021-08-30 → 2021-08-30 | 1 | — |
| DFNSU | LGL Systems Acquisition Corp. | Director · lapsed | 2019-11-06 → 2019-11-06 | 1 | — |
| GUT | GABELLI UTILITY TRUST | Director · lapsed | 2017-03-09 → 2017-03-09 | 1 | — |
| GAB | GABELLI EQUITY TRUST INC | Director · lapsed | 2017-03-09 → 2017-03-09 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MPTI | 2023-12-11 | Sell | 3,500 | $31.42 | $109,970 | 19,611 |
| MPTI | 2023-11-22 | Buy | 50 | $37.50 | $1,875 | 23,111 |
2 of 6 issuers are covered and open a security page; the rest are on file here only.
