Every SEC Form 3/4/5 on record for this filer (CIK 1388959) — 1 issuer, 80 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AWR | AMERICAN STATES WATER CO | Director | 2015-08-10 → 2026-05-19 | 22 | −$958,010 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AWR | 2025-03-12 | Sell | 968 | $77.00 | $74,536 | 15,931 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.