Every SEC Form 3/4/5 on record for this filer (CIK 1385858) — 2 issuers, 19 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| UGI | UGI CORP /PA/ | VP, Gen. Counsel & Secretary · lapsed | 2015-11-24 → 2023-01-17 | 17 | −$6M |
| APU | AMERIGAS PARTNERS LP | VP, General Counsel, Secretary · lapsed | 2015-07-31 → 2015-07-31 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| UGI | 2022-11-01 | Sell | 75,000 | $35.31 | $3M | 61,109 |
| UGI | 2021-12-14 | Sell | 53,663 | $44.93 | $2M | 61,109 |
| UGI | 2021-11-24 | Sell | 19,437 | $45.01 | $874,859 | 61,109 |
| UGI | 2021-11-23 | Sell | 1,500 | $45.02 | $67,530 | 61,109 |
| UGI | 2021-11-04 | Sell | 400 | $45.00 | $18,000 | 61,109 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
