Every SEC Form 3/4/5 on record for this filer (CIK 1384485) — 4 issuers, 40 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ALTI | AlTi Global, Inc. | Chief Financial Officer | 2025-03-04 → 2026-04-02 | 4 | — |
| FRBK | REPUBLIC FIRST BANCORP INC | Chief Financial Officer · lapsed | 2022-12-27 → 2024-01-04 | 4 | — |
| BMTC | BRYN MAWR BANK CORP | CFO · lapsed | 2015-10-05 → 2022-01-03 | 29 | $245,420 |
| SUSQ | SUSQUEHANNA BANCSHARES INC | EVP, Treasurer & CFO · lapsed | 2015-08-03 → 2015-08-03 | 1 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
1 of 4 issuers are covered and open a security page; the rest are on file here only.