Every SEC Form 3/4/5 on record for this filer (CIK 1379848) — 2 issuers, 31 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| KEY | KEYCORP /NEW/ | Director | 2016-08-03 → 2026-05-13 | 28 | −$1M |
| FNFG | FIRST NIAGARA FINANCIAL GROUP INC | Director · lapsed | 2016-05-02 → 2016-08-02 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| KEY | 2025-05-13 | Sell | 5,000 | $16.60 | $83,000 | 37,177 |
| KEY | 2024-11-05 | Sell | 9,000 | $17.14 | $154,260 | 37,864 |
| KEY | 2024-08-16 | Sell | 10,000 | $16.21 | $162,100 | 46,864 |
| KEY | 2024-03-08 | Sell | 7,500 | $15.10 | $113,250 | 53,577 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.