Every SEC Form 3/4/5 on record for this filer (CIK 1378061) — 2 issuers, 10 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| FCCO | FIRST COMMUNITY CORP /SC/ | Director | 2021-05-28 → 2026-02-25 | 7 | $39,200 |
| HCFB | HCSB FINANCIAL CORP | Chief Executive Officer · Director · lapsed | 2016-04-13 → 2017-08-02 | 4 | $500,000 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| FCCO | 2023-02-22 | Buy | 2,000 | $19.60 | $39,200 | 5,359 |
| HCFB | 2016-04-13 | Buy | 5,000,000 | $0.10 | $500,000 | 5,000,000 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
