Every SEC Form 3/4/5 on record for this filer (CIK 1376451) — 9 issuers, 81 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PANL | Pangaea Logistics Solutions Ltd. | Director | 2015-08-27 → 2026-02-20 | 24 | −$601,734 |
| LEGO | Legato Merger Corp. IV | Director | 2021-01-19 → 2026-01-22 | 3 | −$94 |
| LEGT | Legato Merger Corp. III | Director · lapsed | 2024-02-05 → 2024-02-05 | 1 | — |
| LGTO | Southland Holdings, Inc. | Filer · lapsed | 2021-11-22 → 2023-02-16 | 2 | — |
| HIL | Hill International, Inc. | Director · lapsed | 2016-03-14 → 2022-12-27 | 30 | $1M |
| ALGR | Allegro Merger Corp. | Chief Operating Officer · Director · lapsed | 2018-07-02 → 2018-07-02 | 1 | — |
| NEXT | NextDecade Corp | Director · lapsed | 2018-06-19 → 2018-06-19 | 1 | — |
| HRMN | Harmony Merger Corp. | Director · lapsed | 2017-03-28 → 2017-07-25 | 2 | — |
| SAEX | SAExploration Holdings, Inc. | Director · lapsed | 2015-12-30 → 2016-07-01 | 3 | −$49,259 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PANL | 2023-12-12 | Sell | 11,848 | $7.35 | $87,083 | — |
| PANL | 2023-11-29 | Sell | 1,311 | $7.26 | $9,518 | 11,844 |
| PANL | 2023-11-29 | Sell | 1,311 | $7.26 | $9,518 | 11,848 |
| PANL | 2023-11-27 | Sell | 5,986 | $7.30 | $43,698 | 13,155 |
| PANL | 2023-11-27 | Sell | 5,982 | $7.30 | $43,669 | 13,159 |
| PANL | 2023-11-24 | Sell | 10,714 | $7.09 | $75,962 | 19,141 |
| PANL | 2023-11-22 | Sell | 10,714 | $7.03 | $75,319 | 29,855 |
2 of 9 issuers are covered and open a security page; the rest are on file here only.
