Every SEC Form 3/4/5 on record for this filer (CIK 1375889) — 2 issuers, 55 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PEN | Penumbra Inc | Director | 2015-09-17 → 2026-04-06 | 43 | −$3M |
| CTCT | Constant Contact, Inc. | EVP, Chief Financial Officer · lapsed | 2015-09-09 → 2016-02-10 | 5 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PEN | 2026-04-02 | Sell | 100 | $328.22 | $32,822 | 8,719 |
| PEN | 2026-01-06 | Sell | 186 | $312.64 | $58,151 | 8,230 |
| PEN | 2025-12-02 | Sell | 100 | $292.98 | $29,298 | 8,416 |
| PEN | 2025-11-04 | Sell | 186 | $227.58 | $42,330 | 8,516 |
| PEN | 2025-10-02 | Sell | 186 | $248.61 | $46,241 | 8,702 |
| PEN | 2025-09-02 | Sell | 186 | $272.19 | $50,627 | 8,888 |
| PEN | 2025-04-01 | Sell | 200 | $267.17 | $53,434 | 9,074 |
| PEN | 2025-01-03 | Sell | 167 | $241.28 | $40,294 | 8,530 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
