Every SEC Form 3/4/5 on record for this filer (CIK 1375077) — 4 issuers, 10 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CGEH | Capstone Energy Plus, Inc. | Director | 2025-02-14 → 2025-08-12 | 2 | — |
| CGRNQ | Capstone Green Energy Corp | Director · lapsed | 2023-12-07 → 2023-12-07 | 1 | — |
| CGRN | Capstone Green Energy Corp | Director · lapsed | 2021-08-31 → 2022-08-25 | 2 | — |
| CPST | CAPSTONE TURBINE Corp | Director · lapsed | 2019-11-20 → 2020-09-01 | 5 | $10,020 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CPST | 2019-12-12 | Buy | 3,000 | $3.34 | $10,020 | 15,980 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.