Every SEC Form 3/4/5 on record for this filer (CIK 1374603) — 5 issuers, 11 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NATR | NATURES SUNSHINE PRODUCTS INC | 10% owner · lapsed | 2016-01-13 → 2021-09-17 | 4 | $470,137 |
| DXLG | DESTINATION XL GROUP, INC. | Filer · lapsed | 2015-08-05 → 2021-09-16 | 58 | $160,703 |
| MRLN | Merlin, Inc. | 10% owner · lapsed | 2016-09-09 → 2021-09-16 | 3 | — |
| ECPG | ENCORE CAPITAL GROUP INC | Filer · lapsed | 2016-06-10 → 2017-09-05 | 8 | $521,250 |
| ATSG | Air Transport Services Group, Inc. | 10% owner · lapsed | 2016-03-16 → 2017-06-06 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| DXLG | 2016-12-01 | Buy | 13,341 | $4.14 | $55,232 | 7,732,469 |
| DXLG | 2016-11-30 | Buy | 17,610 | $4.21 | $74,138 | 7,719,128 |
| DXLG | 2016-11-29 | Buy | 7,390 | $4.24 | $31,334 | 7,701,518 |
| NATR | 2016-08-24 | Buy | 15,461 | $13.84 | $213,980 | 101,536 |
| NATR | 2016-08-23 | Buy | 19,539 | $13.11 | $256,156 | 86,075 |
| ECPG | 2016-08-08 | Buy | 25,000 | $20.85 | $521,250 | 54,600 |
4 of 5 issuers are covered and open a security page; the rest are on file here only.
