Every SEC Form 3/4/5 on record for this filer (CIK 1373766) — 5 issuers, 50 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BMRC | Bank of Marin Bancorp | Director | 2015-07-08 → 2026-01-05 | 33 | −$47,550 |
| MITK | MITEK SYSTEMS INC | Director | 2015-11-18 → 2024-10-11 | 12 | $143,400 |
| ACIW | ACI WORLDWIDE, INC. | Director · lapsed | 2015-08-27 → 2024-06-04 | 11 | −$538,900 |
| NEBU | Nebula Acquisition Corp | Director · lapsed | 2018-01-09 → 2020-06-12 | 2 | — |
| CCN | CardConnect Corp. | 10% owner · lapsed | 2016-08-02 → 2017-07-06 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ACIW | 2024-05-31 | Sell | 10,000 | $35.52 | $355,200 | 69,912 |
| ACIW | 2024-05-21 | Sell | 5,000 | $36.74 | $183,700 | 79,912 |
3 of 5 issuers are covered and open a security page; the rest are on file here only.
