Every SEC Form 3/4/5 on record for this filer (CIK 1370725) — 1 issuer, 13 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ARLP | ALLIANCE RESOURCE PARTNERS LP | VP, Controller and CAO · lapsed | 2015-08-06 → 2020-12-21 | 15 | −$22,086 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ARLP | 2020-06-12 | Buy | 46,318 | $4.01 | $185,735 | 46,318 |
| ARLP | 2020-05-12 | Sell | 59,065 | $3.25 | $191,961 | — |
| ARLP | 2019-10-30 | Buy | 5,000 | $10.95 | $54,750 | 55,137 |
| ARLP | 2016-08-03 | Sell | 17,000 | $19.34 | $328,780 | 33,242 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.