Every SEC Form 3/4/5 on record for this filer (CIK 1365833) — 4 issuers, 113 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SPB | Spectrum Brands Holdings, Inc. | Executive Chairman and CEO · Director | 2015-08-10 → 2026-05-22 | 51 | $4M |
| MOSC | Mosaic Acquisition Corp. | Director · lapsed | 2017-10-18 → 2020-01-17 | 16 | $1M |
| MOSCU | Mosaic Acquisition Corp. | President and CEO · Director · lapsed | 2017-11-07 → 2017-11-07 | 1 | — |
| HRG | HRG GROUP, INC. | Director · lapsed | 2015-11-25 → 2016-12-15 | 5 | −$2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SPB | 2026-05-20 | Buy | 2,500 | $72.85 | $182,125 | 790,708 |
| SPB | 2025-05-15 | Sell | 5,180 | $63.77 | $330,329 | 718,427 |
| SPB | 2025-05-14 | Sell | 200 | $66.92 | $13,384 | 723,607 |
| SPB | 2025-05-14 | Sell | 19,400 | $66.18 | $1M | 723,807 |
| SPB | 2025-05-14 | Sell | 46,400 | $65.25 | $3M | 743,207 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.