Every SEC Form 3/4/5 on record for this filer (CIK 1363651) — 8 issuers, 27 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| VENU | Venu Holding Corp | Director | 2025-05-12 → 2026-06-22 | 6 | $95,008 |
| IVZ | Invesco Ltd. | Director | 2020-12-01 → 2026-05-19 | 9 | — |
| AENT | ALLIANCE ENTERTAINMENT HOLDING CORP | Director · lapsed | 2023-07-05 → 2023-07-05 | 1 | $249,900 |
| ADRA | ALLIANCE ENTERTAINMENT HOLDING CORP | Director · lapsed | 2023-02-13 → 2023-02-13 | 1 | — |
| ADRA.U | Adara Acquisition Corp. | Director · lapsed | 2021-02-08 → 2021-02-08 | 1 | — |
| MCI | BARINGS CORPORATE INVESTORS | Filer · lapsed | 2015-07-13 → 2020-11-06 | 121 | — |
| BBDC | Barings BDC, Inc. | Filer · lapsed | 2018-08-06 → 2020-05-06 | 4 | $207,240 |
| BGH | BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND | Filer · lapsed | 2015-08-12 → 2015-10-02 | 3 | $106,422 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| VENU | 2026-05-26 | Buy | 15,000 | $3.74 | $56,100 | 44,961 |
| VENU | 2025-12-30 | Buy | 4,361 | $7.80 | $34,016 | 29,961 |
| VENU | 2025-12-26 | Buy | 200 | $8.18 | $1,636 | 25,200 |
| VENU | 2025-12-26 | Buy | 200 | $8.15 | $1,630 | 25,400 |
| VENU | 2025-12-26 | Buy | 200 | $8.13 | $1,626 | 25,600 |
| AENT | 2023-06-30 | Buy | 83,300 | $3.00 | $249,900 | 247,164 |
3 of 8 issuers are covered and open a security page; the rest are on file here only.
