Every SEC Form 3/4/5 on record for this filer (CIK 1363032) — 9 issuers, 79 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ACNT | ASCENT INDUSTRIES CO. | 10% owner | 2024-05-31 → 2024-09-20 | 2 | −$2M |
| GLDD | Great Lakes Dredge & Dock CORP | Director · lapsed | 2017-01-04 → 2024-04-01 | 49 | −$26M |
| SYNL | SYNALLOY CORP | Filer · lapsed | 2017-03-29 → 2021-12-23 | 19 | $9M |
| HDNG | HARDINGE INC | Director · lapsed | 2016-11-04 → 2018-05-30 | 12 | $2M |
| FEIM | FREQUENCY ELECTRONICS INC | Filer · lapsed | 2016-07-11 → 2018-04-06 | 11 | $848,780 |
| SNYL | SYNALLOY CORP | Filer · lapsed | 2018-02-12 → 2018-02-12 | 1 | — |
| NROM | NOBLE ROMANS INC | Filer · lapsed | 2016-04-04 → 2016-04-13 | 2 | — |
| RWC | RELM WIRELESS CORP | Filer · lapsed | 2015-12-18 → 2015-12-18 | 1 | −$8M |
| CICN | CICERO INC | Director · lapsed | 2015-07-27 → 2015-07-27 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ACNT | 2024-05-29 | Sell | 172,995 | $10.32 | $2M | 1,673,648 |
| GLDD | 2023-05-19 | Buy | 121,721 | $6.82 | $830,137 | 333,888 |
| GLDD | 2023-05-18 | Buy | 6,860 | $6.75 | $46,305 | 212,167 |
| GLDD | 2023-05-17 | Buy | 5,207 | $6.64 | $34,574 | 205,307 |
| GLDD | 2023-05-12 | Buy | 68,000 | $6.10 | $414,800 | 200,100 |
| GLDD | 2023-05-11 | Buy | 66,000 | $6.13 | $404,580 | 132,100 |
| GLDD | 2023-05-10 | Buy | 66,000 | $6.05 | $399,300 | 66,100 |
| SYNL | 2021-12-22 | Buy | 219,523 | $12.75 | $3M | 1,846,643 |
| SYNL | 2021-06-10 | Buy | 15,000 | $10.57 | $158,550 | 1,627,120 |
| SYNL | 2021-06-09 | Buy | 5,665 | $10.28 | $58,236 | 1,612,120 |
3 of 9 issuers are covered and open a security page; the rest are on file here only.
