Every SEC Form 3/4/5 on record for this filer (CIK 1361519) — 4 issuers, 49 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CME | CME GROUP INC. | Director | 2016-06-29 → 2026-06-29 | 26 | −$3M |
| DCOM | Dime Commercial Bancshares, Inc. /NY/ | Director · lapsed | 2022-04-05 → 2023-04-04 | 2 | — |
| STMH | Stem Holdings, Inc. | Director · lapsed | 2021-10-22 → 2021-10-22 | 2 | — |
| NAV | NAVISTAR INTERNATIONAL CORP | Director · lapsed | 2016-10-20 → 2021-07-06 | 20 | −$407,927 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CME | 2026-02-06 | Sell | 748 | $300.00 | $224,400 | 2,699 |
| CME | 2025-04-29 | Sell | 1,000 | $271.28 | $271,280 | 2,915 |
| CME | 2023-11-06 | Sell | 1,500 | $213.60 | $320,400 | 3,167 |
2 of 4 issuers are covered and open a security page; the rest are on file here only.
