Every SEC Form 3/4/5 on record for this filer (CIK 1359151) — 4 issuers, 26 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CTLT | Catalent, Inc. | SVP, Chief Financial Officer | 2023-07-07 → 2024-12-18 | 5 | −$169,823 |
| TEN | TENNECO INC | Executive Vice President* · lapsed | 2020-08-11 → 2022-11-21 | 7 | — |
| SUP | SUPERIOR INDUSTRIES INTERNATIONAL INC | CFO · lapsed | 2018-09-18 → 2020-03-10 | 10 | $400,869 |
| BGC | BGC Group, Inc. | SVP and CFO · lapsed | 2016-11-15 → 2018-06-06 | 6 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CTLT | 2024-07-08 | Sell | 2,993 | $56.74 | $169,823 | 33,871 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.