Every SEC Form 3/4/5 on record for this filer (CIK 1358538) — 5 issuers, 93 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PFX | PhenixFIN Corp | CHAIRMAN AND CEO · Director | 2021-05-18 → 2026-06-03 | 30 | $8M |
| BTM | Bitcoin Depot Inc. | Director · lapsed | 2023-07-03 → 2023-07-03 | 1 | — |
| FOE | FERRO CORP | Director · lapsed | 2015-09-15 → 2022-04-21 | 9 | $161,075 |
| GSRM | GSR II Meteora Acquisition Corp. | Director · lapsed | 2022-02-24 → 2022-02-24 | 1 | — |
| MCC | Medley Capital Corp | Director · lapsed | 2019-04-24 → 2019-04-24 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PFX | 2026-06-03 | Buy | 800 | $44.40 | $35,520 | 250,671 |
| PFX | 2026-06-03 | Buy | 3,183 | $45.49 | $144,795 | 253,854 |
| PFX | 2026-06-02 | Buy | 2,473 | $44.95 | $111,161 | 249,871 |
| PFX | 2026-06-01 | Buy | 836 | $44.99 | $37,612 | 247,398 |
| PFX | 2026-06-01 | Buy | 1,363 | $44.37 | $60,476 | 246,562 |
| PFX | 2026-06-01 | Buy | 1 | $41.20 | $41 | 245,199 |
| PFX | 2026-05-12 | Buy | 42,065 | $39.95 | $2M | 245,198 |
| PFX | 2025-12-24 | Buy | 572 | $46.05 | $26,341 | 146,596 |
| PFX | 2025-12-23 | Buy | 133 | $45.59 | $6,063 | 146,024 |
| PFX | 2025-12-22 | Buy | 1,000 | $45.44 | $45,440 | 145,891 |