Every SEC Form 3/4/5 on record for this filer (CIK 1356334) — 7 issuers, 2 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| RWAY | Runway Growth Finance Corp. | Director | 2025-03-21 → 2025-03-21 | 1 | — |
| CSSE | Chicken Soup for the Soul Entertainment, Inc. | Director · lapsed | 2024-05-10 → 2024-05-10 | 1 | — |
| SOFIX | Opportunistic Credit Interval Fund | Director · lapsed | 2022-04-28 → 2022-04-28 | 1 | — |
| LRFC | Logan Ridge Finance Corp. | Director · lapsed | 2021-07-21 → 2021-07-21 | 1 | — |
| RCIAX | Resource Credit Income Fund | Filer · lapsed | 2020-11-10 → 2020-11-10 | 1 | — |
| PTMN | Portman Ridge Finance Corp | Director · lapsed | 2019-04-05 → 2020-08-27 | 2 | $23,200 |
| BCPL | BC Partners Lending Corp | Director · lapsed | 2018-04-23 → 2019-10-18 | 2 | $300,000 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PTMN | 2020-08-26 | Buy | 20,000 | $1.16 | $23,200 | 20,000 |
| BCPL | 2019-10-16 | Buy | 12,000 | $25.00 | $300,000 | 12,000 |
